Financial Services

Our Focus Area
We have significant financial services industry experience with insurance, banking, broker dealers, investment and hedge funds, credit unions, mortgage banking, real estate, and collection companies. Whether your organization is privately held, publicly traded or planning to go public, we can help. We are a PCAOB registered and inspected firm capable of handling the financial reporting needs of publicly traded or privately run businesses.

Specific Services Include:

• Financial statement reporting; audits, reviews and compilations
• Internal audit and controls
• Tax planning and return preparation
• Merger and acquisition support
• Due diligence
• Best practices development
• SAS 70 and SSAE16
• Risk Advisory Services

Our Experience Factor
We have significant experience in working with other Federally and State Regulated Business including Banks (FRB, FDIC, OCC), Thrifts (OTS), Mortgage Companies (HUD), Broker-Dealers (FINRA), Insurance (State Insurance Departments), and others. This provides us the opportunity to bring our knowledge and experience related to audit requirements for Government Audit Standards, Capital Requirements, Auditing Internal Controls and Compliance with Regulatory Requirements to your organization.